SEC FORM 3 SEC Form 3
FORM 3 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
 
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1. Name and Address of Reporting Person*
Kozak Jennifer Ott

(Last) (First) (Middle)
100-120 NORTH 18TH STREET, 17TH FLOOR

(Street)
PHILADELPHIA PA 19103

(City) (State) (Zip)
2. Date of Event Requiring Statement (Month/Day/Year)
09/26/2022
3. Issuer Name and Ticker or Trading Symbol
HARSCO CORP [ HSC ]
4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director 10% Owner
X Officer (give title below) Other (specify below)
Senior Vice President & CHRO
5. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4) 2. Amount of Securities Beneficially Owned (Instr. 4) 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 4. Nature of Indirect Beneficial Ownership (Instr. 5)
Table II - Derivative Securities Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4) 2. Date Exercisable and Expiration Date (Month/Day/Year) 3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) 4. Conversion or Exercise Price of Derivative Security 5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 6. Nature of Indirect Beneficial Ownership (Instr. 5)
Date Exercisable Expiration Date Title Amount or Number of Shares
Restricted Stock Units (1) (1) Common Stock 5,218 0.00 D
Performance Share Units (2) 12/31/2024 Common Stock 5,218 0.00 D
Explanation of Responses:
1. Restricted stock units granted under the 2013 Equity and Incentive Compensation Plan represent a contingent right to receive Harsco common stock on a one-for-one basis when the restricted stock units vest. The restricted stock units vest in one-third increments on each of the first three anniversaries of the date of the grant.
2. Each performance share unit represents a contingent right to receive the equivalent of one share of Harsco common stock. The performance share units vest based on the total shareholder return of Harsco common stock relative to the S&P 600 Industrial Index. The performance share units vest on 12/31/2024.
Remarks:
/s/ Jennifer Kozak 10/05/2022
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
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                               POWER OF ATTORNEY


      The undersigned, a director and (or) officer of Harsco Corporation, a
Delaware corporation (the "Company") appoints the following individuals, with
full power to each of them to act alone, as his or her true and lawful
attorneys-in-fact and agents to execute and file on behalf of the undersigned
all Forms 3, 4 and 5 and any amendments thereto that the undersigned may be
required to file with the Securities and Exchange Commission, and any stock
exchange or similar authority, as a result of the undersigned's ownership of or
transactions in securities of Harsco Corporation. The authority of the following
individuals under the Power of Attorney shall continue until the undersigned is
no longer required to file Forms 3, 4 and 5 with regard to the undersigned's
ownership of or transactions in securities of Harsco Corporation, unless earlier
revoked in writing. The undersigned acknowledges that the following individuals
are not assuming any of the undersigned's responsibilities to comply with
Section 16 of the Securities Exchange Act of 1934.

      The following employees of Harsco Corporation:

           Senior Vice President and General Counsel, Chief Compliance Officer &
                  Corporate Secretary of the Corporation
           Vice President, Assistant General Counsel & Assistant Corporate
                  Secretary
           Senior Paralegal - Corporate

      This authorization shall supersede all prior authorizations to act for the
undersigned with respect to securities of the Company in these matters.

      IN WITNESS WHEREOF, I have hereunto set my hand this 5th day of October
2022.


                             /s/ Jennifer Kozak
                             --------------------------------------
                             Jennifer Kozak